Securities Regulatory & White Collar Defence
If you are a financial advisor, broker, dealer, insider, or other professional in the securities and investment industry facing legal challenges, our law firm is here to help. We represent clients in investigations and enforcement proceedings brought by securities commissions across Canada, as well as the Investment Industry Regulatory Organization of Canada (IIROC), the Mutual Fund Dealers Association of Canada (MFDA). We defend clients against a variety of allegations, including disclosure violations, compliance issues, insider trading and tipping, market manipulation, and fraud. We assist with the planning, execution, and documentation of internal investigations, filing incident reports, conducting settlement negotiations, and the preparation of defence against disciplinary actions. We provide personalized legal support to ensure that our clients' rights and interests are protected.
Complete the contact form below to schedule a free legal consultation, or call (437) 488-8431.
Send a query.
michael.motala@motala.law
(437) 488-8431
229 Yonge Street
Suite 400
Toronto, Ontario
Canada M5B 2N9